Financial Services Spotlight

October 2016 Developments

Posted by Roy Andersen on Nov 6, 2016 12:00:00 PM

Overview

The SEC adopted proposed and final rules regarding the activities of and definitions of clearing agencies.  Relations with Burma and Cuba continue to be eased.  The CFTC has promulgated proposed rules on implementing its cross border rules on corporate practices.  The banking agencies published proposed rules on cyber security.

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Topics: SEC, Cuba, Qualifying Master Netting Agreements, RESPA, Burma, Covered Clearing Agencies

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About the Spotlight


The Financial Services Spotlight examines the regulatory and technology developments impacting banks, asset managers and other financial services providers—where challenges meet opportunities.

The material on this site is for general information only and is not legal advice. No liability is accepted for any loss or damage which may result from reliance on it. Always consult a qualified lawyer about a specific legal problem.

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