Financial Services Spotlight

April 2016 First Half Developments

Posted by Roy Andersen on Apr 16, 2016 12:00:00 PM

Overview

Crowdfunding portals will have to do AML checks on the investors in such proposed financings.  The parties offering such services will be defined as brokers or dealers in securities for AML purposes.  OFAC is imposing new sanctions rules on Hizballah and on the country of Burundi.

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Topics: CFPB, SDN List, Somalia, Burundi, South Sudan, Hizballah, Liquidity Ratios

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About the Spotlight


The Financial Services Spotlight examines the regulatory and technology developments impacting banks, asset managers and other financial services providers—where challenges meet opportunities.

The material on this site is for general information only and is not legal advice. No liability is accepted for any loss or damage which may result from reliance on it. Always consult a qualified lawyer about a specific legal problem.

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