SEC Raises Fees for Issuers

Posted by Howard Berkenblit on September 1, 2016 at 1:31 PM

The SEC has announced that in fiscal year 2017 the fees that public companies and other issuers pay to register their securities with the Commission will be set at $115.90 per million dollars.  This change, which will begin on October 1, 2016, is an increase from the current rate of $100.70 per million dollars.

Click below for more SEC filing requirements and obligations of directors, officers and principal stockholders of a publicy held companies.

View our Public Company Compliance Manual

Topics: SEC, registration fees, Issuers

Sullivan 4c

About the Blog

The SEC Pulse provides updates and commentary from our Capital Markets Group on issues affecting publicly traded and privately owned businesses, investment banks and foreign companies who trade or raise capital in the United States, and boards of directors and company officers in securities transactions and corporate governance matters.

The material on this site is for general information only and is not legal advice. No liability is accepted for any loss or damage which may result from reliance on it. Always consult a qualified lawyer about a specific legal problem.

Subscribe to Blog

Recent Posts

Posts by Topic

see all